{"id":3294,"date":"2019-05-01T11:26:54","date_gmt":"2019-05-01T09:26:54","guid":{"rendered":"https:\/\/www.aurexia.com\/?p=3294"},"modified":"2023-03-28T19:29:38","modified_gmt":"2023-03-28T17:29:38","slug":"compliance","status":"publish","type":"post","link":"https:\/\/www.aurexia.com\/fr\/compliance\/","title":{"rendered":"Compliance"},"content":{"rendered":"

VOS ENJEUX<\/h3>\r\n

Les d\u00e9partements de Conformit\u00e9 sont extr\u00eamement sollicit\u00e9s dans la mise en place de plans de rem\u00e9diations et de mise \u00e0 niveau de leurs dispositifs de S\u00e9curit\u00e9 Financi\u00e8re. Pour y r\u00e9pondre, la fonction doit acc\u00e9l\u00e9rer sa transformation et l\u2019int\u00e9gration de la technologie dans un double objectif\u00a0: le premier est de diminuer les co\u00fbts en croissance en r\u00e9ponse \u00e0 des vagues de sanctions ou de menaces de sanctions brandies par les r\u00e9gulateurs (ACPR, BCE et DoJ en t\u00eate) et le second, am\u00e9liorer significativement la gestion des donn\u00e9es \u00e0 disposition pour mieux appr\u00e9hender et anticiper les sch\u00e9mas de crimes financiers. La conformit\u00e9 est devenue une fonction cl\u00e9s de l\u2019industrie financi\u00e8re mais co\u00fbteuse \u00e0 g\u00e9rer, souvent en raison d\u2019outils et des processus cens\u00e9s faire le travail en grande partie mais pas assez bien calibr\u00e9s pour r\u00e9ellement r\u00e9pondre aux enjeux m\u00e9tiers. Si les plans de rem\u00e9diations continuent, les directions de Conformit\u00e9 commencent, ainsi, \u00e0 prendre du recul et \u00e0 s\u2019interroger sur l\u2019efficacit\u00e9 de leur mod\u00e8le op\u00e9rationnel.<\/p>\r\n

Aurexia s\u2019inscrit comme un partenaire dans cette nouvelle trajectoire\u00a0:<\/p>\r\n

    \r\n
  1. Optimisation du mod\u00e8le op\u00e9rationnel de la Conformit\u00e9 avec les initiatives de type Smart Shoring,<\/li>\r\n
  2. Rationalisation et optimisation des biblioth\u00e8ques de contr\u00f4les,<\/li>\r\n
  3. Automatisation des contr\u00f4les en s\u2019appuyant sur les technologies de type Machine Learning, NLP, OCR et Intelligence Artificielle<\/li>\r\n
  4. Benchmark et mise en place des solutions de type Regtechs pour la pr\u00e9vention de risque fraude et de s\u00e9curit\u00e9 financi\u00e8re (KYC, AML, Sanctions & Embargos notamment)<\/li>\r\n
  5. Diagnostic et mise en place de nouvelles r\u00e9glementations et directives r\u00e9glementaires DAC6, AMLD5 plus particuli\u00e8rement<\/li>\r\n
  6. Mont\u00e9e en comp\u00e9tence de la ligne de d\u00e9fense 1 dans sa gestion de risque de non-conformit\u00e9<\/li>\r\n<\/ol>\r\n

    NOTRE EXPERTISE<\/h3>\r\n

    Nos consultants interviennent au c\u0153ur de ces sujets et peuvent vous assister dans la mise en \u0153uvre de ces nouveaux challenges. Vous trouverez ci-dessous une liste non exhaustive d\u2019expertises que peuvent vous offrir les consultants de Aurexia :<\/p>\r\n

      \r\n
    1. Business <\/strong>: Impl\u00e9mentation de nouveaux mod\u00e8les op\u00e9ratoires afin de r\u00e9duire les co\u00fbts suppl\u00e9mentaires li\u00e9s aux enjeux r\u00e9glementaires, accompagnement du changement et gestion de projet<\/li>\r\n
    2. Processus <\/strong>: Mise en place d\u2019une veille r\u00e9glementaire, r\u00e9alisation de benchmarks<\/li>\r\n
    3. R\u00e9glementaire<\/strong> : Mise en place de plans de rem\u00e9diation, r\u00e9alisation d\u2019analyse d\u2019impacts et gestion de projet de mise en conformit\u00e9 (MIFID 2, DDA, PRIIPS, RGPD, DSP2, LCB-FT, FATCA, CRS, BMR\u2026)<\/li>\r\n
    4. Digital <\/strong>: Assistance et mise en place de solutions d\u2019Intelligence Artificielle en association avec des RegTech pour, par exemple, r\u00e9duire le nombre d\u2019occurrences fausses ou am\u00e9liorer la recherche de N\u00e9gatives News dans le cadre de la lutte anti-blanchiment gr\u00e2ce \u00e0 des outils intelligents et performants, mise en place de solutions automatiques pour la gestion des dossiers KYC, conception et mise en place de solutions d\u2019automatisation intelligente des process de conformit\u00e9 de niveau Groupe.<\/li>\r\n<\/ol>\r\n\r\n

       <\/p>\r\n","protected":false},"excerpt":{"rendered":"

      VOS ENJEUX Les d\u00e9partements de Conformit\u00e9 sont extr\u00eamement sollicit\u00e9s dans la mise en place de plans de rem\u00e9diations et de mise \u00e0 niveau de leurs dispositifs de S\u00e9curit\u00e9 Financi\u00e8re. Pour y r\u00e9pondre, la fonction doit acc\u00e9l\u00e9rer sa transformation et l\u2019int\u00e9gration de la technologie dans un double objectif\u00a0: le premier est de diminuer les co\u00fbts en […]<\/p>\n","protected":false},"author":32,"featured_media":0,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"_acf_changed":false,"_monsterinsights_skip_tracking":false,"_monsterinsights_sitenote_active":false,"_monsterinsights_sitenote_note":"","_monsterinsights_sitenote_category":0,"_themeisle_gutenberg_block_has_review":false,"footnotes":"","_links_to":"","_links_to_target":""},"categories":[77,115],"tags":[],"class_list":["post-3294","post","type-post","status-publish","format-standard","hentry","category-expertise-fr","category-expertise-theme-3-fr"],"acf":[],"yoast_head":"\nCompliance - Aurexia<\/title>\n<meta name=\"description\" content=\"La conformit\u00e9 joue un r\u00f4le pr\u00e9pond\u00e9rant dans l\u2019environnement bancaire et financier, son r\u00f4le est de veiller \u00e0 l\u2019application des nouvelles r\u00e9glementations\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.aurexia.com\/fr\/compliance\/\" \/>\n<meta property=\"og:locale\" content=\"fr_FR\" \/>\n<meta property=\"og:type\" content=\"article\" \/>\n<meta property=\"og:title\" content=\"Compliance - 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